FCA fines / 2021 / Decision notice – Geoffrey Edward Armin

Decision notice – Geoffrey Edward Armin FCA fine

RegActions records a disclosed FCA monetary penalty of £1,284,523 dated 9 Aug 2021 for Decision notice – Geoffrey Edward Armin.

Case facts

Firm or individualDecision notice – Geoffrey Edward Armin
RegulatorFinancial Conduct Authority (FCA)
Date9 Aug 2021
Penalty£1,284,523
RegActions breach classificationPensions advice and transfers
Public case ID772bab3a-40a4-4343-bb24-613f89c9274f

Case summary

FCA publishes Decision Notice against financial adviser for pension transfer advice failings Last updated: 09/08/2021 Print Page Linkedin Twitter Share page The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services Limited (In Liquidation) (RPPS). Mr Armin has referred his Decision Notice to the Upper Tribunal where he will present his case.

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.