FCA Fines Database and Enforcement Actions
Search the live FCA fines database for penalties, enforcement actions and Final Notices. Review 2026 totals, firms, breach themes and official FCA evidence.
Coverage Snapshot
- Regulator: Financial Conduct Authority
- Jurisdiction: United Kingdom
- Tracked period: 2013-2026
- Tracked actions: 770
- Latest tracked action: 2026-10-09
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
How much has the FCA fined firms and individuals in 2026?
The FCA has issued 24 monetary penalties totalling £22,539,933 in 2026 (last updated 30 Sep 2026).
Last updated 30 Sep 2026
RegActions records £22,539,933 across 24 disclosed monetary penalties in 2026. The latest included penalty is dated 30 Sep 2026.
The total includes positive monetary penalties with amounts that have passed the RegActions amount-review gate. It excludes non-monetary actions and records whose amounts require review.
Check the FCA's official 2026 fines page · Explore the complete FCA fines database · Read the FCA fines 2026 monthly report · Open the 2026 actions workspace
What counts as an FCA fine?
An FCA fine is a financial penalty imposed by the Financial Conduct Authority and disclosed through an official notice or annual fines page. RegActions keeps monetary penalties separate from prohibitions, cancellations, public censures and other non-monetary enforcement outcomes. This prevents action counts from being mistaken for fine counts and makes the published total easier to audit.
How to verify an FCA penalty
Start with the firm or individual, penalty date and disclosed amount, then open the linked FCA notice. The notice explains the rule breaches, affected period and sanction. RegActions provides the comparison and monthly analysis layer, while the regulator publication remains the authoritative source for the decision.
Monthly breakdown
| Month | Penalties | Total |
|---|---|---|
| January | 5 | £2,518,323 |
| February | 1 | £237,700 |
| March | 2 | £13,331,700 |
| May | 1 | £755,000 |
| June | 1 | £99,600 |
| July | 3 | £283,630 |
| August | 6 | £1,154,630 |
| September | 5 | £4,159,350 |
FCA fines issued in 2026
| Firm or individual | Date | Amount | Breach | Evidence |
|---|---|---|---|---|
| Robin Crispin William Odey | 30 Sep 2026 | £1,529,374 | INVESTMENT | Official source |
| Heather Imogen Dunne | 17 Sep 2026 | £41,230 | PENSIONS | Official source |
| Richard Brian Fenech | 17 Sep 2026 | £16,046 | PENSIONS | Official source |
| Robin Crispin William Odey | 14 Sep 2026 | £1,830,000 | Individual prohibition | Official source |
| Daniel Philip Thomas | 3 Sep 2026 | £742,700 | Pensions advice and transfers | Official source |
| Denisz Andras Nagy | 25 Aug 2026 | £324,800 | INVESTMENT | Official source |
| Sanjay Maraj | 25 Aug 2026 | £122,000 | AML | Official source |
| Demetrios Christos Hadjigeorgiou | 17 Aug 2026 | £56,400 | PENSIONS | Official source |
| Paul Vincent Taylor | 12 Aug 2026 | £489,000 | Not categorised | Official source |
| Esmeralda Toni | 12 Aug 2026 | £121,200 | Not categorised | Official source |
| Mr Fenech | 4 Aug 2026 | £41,230 | Pensions advice and transfers | Official source |
| Heather Dunne | 30 Jul 2026 | £41,230 | Pensions advice and transfers | Official source |
| Alec Finch | 23 Jul 2026 | £121,200 | Client money and safeguarding | Official source |
| Robert Finch | 23 Jul 2026 | £121,200 | Client money and safeguarding | Official source |
| Carlos Ricardo Fuenmayor | 11 Jun 2026 | £99,600 | Consumer protection | Official source |
| Frank Breuer | 12 May 2026 | £755,000 | INVESTMENT | Official source |
| Dinosaur Merchant Bank Limited | 24 Mar 2026 | £338,000 | SYSTEMS_CONTROLS | Official source |
| John Wood Group PLC | 3 Mar 2026 | £12,993,700 | FRAUD | Official source |
| Richard John Howson | 16 Feb 2026 | £237,700 | MARKET_ABUSE | Official source |
| Bhavesh Hirani | 27 Jan 2026 | £56,000 | MARKET_ABUSE | Official source |
| Dipesh Kerai | 27 Jan 2026 | £52,731 | MARKET_ABUSE | Official source |
| Darren Anthony Reynolds | 12 Jan 2026 | £2,037,892 | PRINCIPLES | Official source |
| Richard Adam | 7 Jan 2026 | £232,800 | MARKET_ABUSE | Official source |
| Zafar Khan | 7 Jan 2026 | £138,900 | MARKET_ABUSE | Official source |
Browse FCA fines by year
See the largest FCA fines of all time → · Read the State of FCA Enforcement report →
Country risk report: United Kingdom →
Largest enforcement actions
Amounts are normalised to GBP for comparison.
Frequently asked questions
What is the largest FCA fine?
The largest FCA fine currently recorded by RegActions is £284,432,000, issued to Barclays Bank Plc on 20 May 2015 by the Financial Conduct Authority. This reflects amounts that have passed RegActions' amount-review gate; see the FCA fines database below for the complete, source-linked list.
How much has FCA fined in 2026?
RegActions records £22,539,933 in disclosed Financial Conduct Authority (FCA) monetary penalties in 2026, based on source-linked notices that have passed the amount-review gate. This excludes non-monetary actions such as prohibitions and public censures.
How many FCA penalties were issued in 2026?
RegActions has recorded 24 disclosed Financial Conduct Authority (FCA) monetary penalties in 2026 so far. This counts individual penalty notices, not firms, since some are fined more than once in a year.
How can I verify a FCA fine?
Start with the firm or individual name, the penalty date and the disclosed amount, then open the linked Financial Conduct Authority notice. The notice sets out the rule breaches, the affected period and the sanction. RegActions links every record to its official source; the regulator's own publication remains the authoritative record.