RegActions records a disclosed FCA monetary penalty of £10,000,000 dated 5 May 2023 for David Rowland pursuant to section 393 of the Financial Services.
Case facts
| Firm or individual | David Rowland pursuant to section 393 of the Financial Services |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 May 2023 |
| Penalty | £10,000,000 |
| RegActions breach classification | Individual prohibition |
| Public case ID | 45ed70d1-4496-452d-96f8-e5707fda2962 |
Case summary
FCA publishes Decision Notices for Banque Havilland SA and three of its former employees Last updated: 11/05/2023 See all updates Banque Havilland, Edmund Rowland and Vladimir Bolelyy have referred their Decision Notices to the Upper Tribunal where they will each present their case. David Weller has not referred his Decision Notice to the Upper Tribunal.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.