TWFSC Fines Database | Financial Supervisory Commission Enforcement Actions
Track Financial Supervisory Commission (TWFSC) fines and enforcement actions from 2012-2026. Current totals are loaded from the live evidence view. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Financial Supervisory Commission
- Jurisdiction: Taiwan
- Tracked period: 2012-2026
- Tracked actions: 984
- Latest tracked action: 2026-10-12
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| Cathay United Bank | 20 May 2024 | £1,250,000 | AML Violations | Notice |
| Yuanta Securities | 15 Dec 2023 | £875,000 | Market Manipulation | Notice |
| Fubon Life Insurance | 8 Sep 2023 | £700,000 | Investment Compliance | Notice |
| Cathay Securities Investment Trust Co., Ltd | 1 Sep 2026 | £150,000 | Sanction on Cathay Securities Investment Trust Co., Ltd. for Violation of Regulations | Notice |
| KGI Securities Co., Ltd | 2 Aug 2022 | £60,000 | Sanction on KGI Securities Co., Ltd. for Violation of Securities Management Related Laws and Regulations | Notice |
| Transasia Airways Corporation | 7 Dec 2016 | £60,000 | Administrative Fine Imposed on Responsible Person of Transasia Airways Corporation. | Notice |
| Richers Securities Investment Consulting Co., Ltd | 14 Oct 2014 | £60,000 | Disciplinary action against infractions by Richers Securities Investment Consulting Co., Ltd. | Notice |
| Richers Securities Investment Consulting Co., Ltd. | 14 Oct 2014 | £60,000 | Disciplinary action against infractions by Richers Securities Investment Consulting Co., Ltd. | Notice |
| National Investment Trust Co., Ltd. | 2 Apr 2013 | £45,000 | Disposition Imposed on National Investment Trust Co., Ltd. for Violation of Laws and Regulations | Notice |
| Hua Nan Securities Co., Ltd. | 30 Apr 2020 | £36,000 | Disciplinary Action on Hua Nan Securities Co., Ltd. for Violation of Securities Regulatory Laws | Notice |
| King’s Town Securities Co., Ltd. | 15 Aug 2025 | £30,000 | Sanctions on King’s Town Securities Co., Ltd. and Its Employee for Violation of Securities Management Regulations | Notice |
| Nan Shan Life Insurance Co., Ltd., Cathay Life Insurance Co., Ltd., Taiwan Life Insurance Co., Ltd., Shin Kong Life Insurance Co., Ltd. and China Life Insurance Co., Ltd | 20 Dec 2022 | £30,000 | Sanctions on Nan Shan Life Insurance Co., Ltd., Cathay Life Insurance Co., Ltd., Taiwan Life Insurance Co., Ltd., Shin Kong Life Insurance Co., Ltd. and China Life Insurance Co., Ltd. for Violation of Securities Management Related Laws and Regulations | Notice |
| Cheng Chuang Securities Investment Consulting Co., Ltd. | 14 Oct 2014 | £30,000 | Disciplinary action against infractions by Cheng Chuang Securities Investment Consulting Co., Ltd. | Notice |
| Cheng Chuang Securities Investment Consulting Co., Ltd | 14 Oct 2014 | £30,000 | Disciplinary action against infractions by Cheng Chuang Securities Investment Consulting Co., Ltd. | Notice |
| Jih Sun Securities Investment Trust Co., Ltd. | 12 Sep 2013 | £30,000 | NT$1,200,000 Fine and Warning Imposed on Jih Sun Securities Investment Trust Co., Ltd. | Notice |
| Richers Securities Investment Consulting Co., Ltd | 14 May 2020 | £27,500 | Sanction on Richers Securities Investment Consulting Co., Ltd. and its Associated Person for Violation of Regulations | Notice |
| Richers Securities Investment Consulting Co., Ltd. | 14 May 2020 | £27,500 | Sanction on Richers Securities Investment Consulting Co., Ltd. and its Associated Person for Violation of Regulations | Notice |
| Concord Futures Corp. | 18 Nov 2016 | £27,000 | Concord Futures Corp. Sanctioned for Violation of Laws and Regulations Governing Futures Business | Notice |
| Asia Pacific International Securities Investment Consultant Co., Ltd | 8 Jan 2021 | £25,000 | Disciplinary Procedures Against Asia Pacific International Securities Investment Consultant Co., Ltd in Violation of Money Laundering Control Act | Notice |
| Shin Tai Industry Co., Ltd. | 27 Oct 2025 | £24,000 | Fines Against the Person Responsible for the Act of Shin Tai Industry Co., Ltd. | Notice |
Amounts are normalised to GBP for comparison.
Frequently asked questions
What is the largest TWFSC fine?
The largest TWFSC fine currently recorded by RegActions is £1,250,000, issued to Cathay United Bank on 20 May 2024 by the Financial Supervisory Commission. This reflects amounts that have passed RegActions' amount-review gate; see the TWFSC fines database below for the complete, source-linked list.
How much has TWFSC fined in 2026?
RegActions records £724,000 in disclosed Financial Supervisory Commission (TWFSC) monetary penalties in 2026, based on source-linked notices that have passed the amount-review gate. This excludes non-monetary actions such as prohibitions and public censures.
How many TWFSC penalties were issued in 2026?
RegActions has recorded 64 disclosed Financial Supervisory Commission (TWFSC) monetary penalties in 2026 so far. This counts individual penalty notices, not firms, since some are fined more than once in a year.
How can I verify a TWFSC fine?
Start with the firm or individual name, the penalty date and the disclosed amount, then open the linked Financial Supervisory Commission notice. The notice sets out the rule breaches, the affected period and the sanction. RegActions links every record to its official source; the regulator's own publication remains the authoritative record.