FCA fines / 2013 / Alison Moran
Alison Moran FCA fine
RegActions records a disclosed FCA monetary penalty of £20,000 dated 30 Sep 2013 for Alison Moran.
Case facts
| Firm or individual | Alison Moran |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 Sep 2013 |
| Penalty | £20,000 |
| RegActions breach classification | Not classified |
| Public case ID | 6efa46ac-5c1f-4adb-b00c-34be3513e63f |
Case summary
Former compliance officer fined for failing to act with due skill, care and diligence.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.