FCA fines / 2013 / AXA Wealth Services Ltd
AXA Wealth Services Ltd FCA fine
RegActions records a disclosed FCA monetary penalty of £1,802,200 dated 12 Sep 2013 for AXA Wealth Services Ltd.
Case facts
| Firm or individual | AXA Wealth Services Ltd |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 12 Sep 2013 |
| Penalty | £1,802,200 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | 35ff3be9-773a-4ccd-8bcc-1a0adddc8867 |
Case summary
For failing to ensure it gave suitable investment advice to its customers.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.