RegActions records a disclosed FCA monetary penalty of £63,000 dated 5 Jun 2013 for Christopher John Riches.
Case facts
| Firm or individual | Christopher John Riches |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Jun 2013 |
| Penalty | £63,000 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | 07aae8c5-e5f4-4984-9711-a887477b38e5 |
Case summary
For conducting regulated activities despite being subject to a requirement.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.