RegActions records a disclosed FCA monetary penalty of £70,258 dated 5 Jul 2013 for David Thomas Davis.
Case facts
| Firm or individual | David Thomas Davis |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Jul 2013 |
| Penalty | £70,258 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | f14a5930-0067-450d-8c48-953f1af86d3e |
Case summary
For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE by Rameshkumar Goenka.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.