FCA fines / 2013 / Douglas Jones
Douglas Jones FCA fine
RegActions records a disclosed FCA monetary penalty of £13,300 dated 29 Apr 2013 for Douglas Jones.
Case facts
| Firm or individual | Douglas Jones |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 29 Apr 2013 |
| Penalty | £13,300 |
| RegActions breach classification | FRAUD |
| Public case ID | 1cfe46b7-72f9-401b-b602-18aee6482010 |
Case summary
For failing to ensure that Which Mortgage had appropriate controls to verify information submitted by clients to support mortgage applications, and for altering certain client files to attempt to mislead the FSA as to the controls.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.