RegActions records a disclosed FCA monetary penalty of £525,000 dated 8 Aug 2013 for Guaranty Trust Bank (UK) Limited.
Case facts
| Firm or individual | Guaranty Trust Bank (UK) Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 8 Aug 2013 |
| Penalty | £525,000 |
| RegActions breach classification | AML |
| Public case ID | 7a5927e3-9bfa-4559-957b-54d3ca20c70b |
Case summary
For failings in its anti-money laundering (AML) controls for high risk customers
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.