FCA fines / 2013 / J.P. Morgan International Bank Limited
J.P. Morgan International Bank Limited FCA fine
RegActions records a disclosed FCA monetary penalty of £3,076,200 dated 10 May 2013 for J.P. Morgan International Bank Limited.
Case facts
| Firm or individual | J.P. Morgan International Bank Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 10 May 2013 |
| Penalty | £3,076,200 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | f3edbffa-89e3-4dfb-ac02-854ca0bdc3bd |
Case summary
For systems and controls failings relating to its provision of retail investment advice and portfolio investment services.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.