FCA fines / 2013 / John Douglas Leslie
John Douglas Leslie FCA fine
RegActions records a disclosed FCA monetary penalty of £28,000 dated 26 Jul 2013 for John Douglas Leslie.
Case facts
| Firm or individual | John Douglas Leslie |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 26 Jul 2013 |
| Penalty | £28,000 |
| RegActions breach classification | Not classified |
| Public case ID | fcebb253-0272-4b41-a87a-fb646b6f1a0c |
Case summary
For failing to meet minimum regulatory standards in terms of performing significant influence functions with due skill, care and diligence.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.