FCA fines / 2013 / Mr Andrew Jeffery

Mr Andrew Jeffery FCA fine

RegActions records a disclosed FCA monetary penalty of £150,000 dated 23 Aug 2013 for Mr Andrew Jeffery.

Case facts

Firm or individualMr Andrew Jeffery
RegulatorFinancial Conduct Authority (FCA)
Date23 Aug 2013
Penalty£150,000
RegActions breach classificationNot classified
Public case IDbf3a8de8-0876-442c-8c88-8a2f454b14bb

Case summary

For a lack of integrity and for failing to deal openly and transparently with the regulator.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.