FCA fines / 2013 / Porta Verde Financial Services Limited

Porta Verde Financial Services Limited FCA fine

RegActions records a disclosed FCA monetary penalty of £25,000 dated 24 Oct 2013 for Porta Verde Financial Services Limited.

Case facts

Firm or individualPorta Verde Financial Services Limited
RegulatorFinancial Conduct Authority (FCA)
Date24 Oct 2013
Penalty£25,000
RegActions breach classificationNot classified
Public case ID2eff0816-650a-4329-b4a0-a8fbb067993a

Case summary

For serious failings in its appointed representatives’ sales practices.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.