RegActions records a disclosed FCA monetary penalty of £9,450,000 dated 8 Feb 2013 for UBS AG.
Case facts
| Firm or individual | UBS AG |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 8 Feb 2013 |
| Penalty | £9,450,000 |
| RegActions breach classification | INVESTMENT |
| Public case ID | 8a389d0a-acff-4c74-8ba8-43254a718604 |
Case summary
For failings in its sale of an AIG fund.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.