FCA fines / 2013 / Xcap Securities Plc
Xcap Securities Plc FCA fine
RegActions records a disclosed FCA monetary penalty of £120,900 dated 31 May 2013 for Xcap Securities Plc.
Case facts
| Firm or individual | Xcap Securities Plc |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 31 May 2013 |
| Penalty | £120,900 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | 4c691296-d836-4130-9a53-5f2da66ee31a |
Case summary
For client asset failings.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.