FCA fines / 2014 / Anthony Peter Clare
Anthony Peter Clare FCA fine
RegActions records a disclosed FCA monetary penalty of £208,600 dated 5 Nov 2014 for Anthony Peter Clare.
Case facts
| Firm or individual | Anthony Peter Clare |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Nov 2014 |
| Penalty | £208,600 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | d9ff36df-e2db-45fa-903d-c0e0549c8184 |
Case summary
For failing to comply with Statement of Principle 6 and Statement of Principle 7 of the Authority's Statement of Principle for Approved Persons.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.