FCA fines / 2014 / Daniel James Plunkett
Daniel James Plunkett FCA fine
RegActions records a disclosed FCA monetary penalty of £95,600 dated 23 May 2014 for Daniel James Plunkett.
Case facts
| Firm or individual | Daniel James Plunkett |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 23 May 2014 |
| Penalty | £95,600 |
| RegActions breach classification | FRAUD |
| Public case ID | e1a90e3e-5f15-46b9-ba93-4e24b1bc0308 |
Case summary
For failing to observe proper standards of market conduct and failing to act with integrity by placing orders to seek to influence the Gold Fixing and for failing to act with integrity for being misleading and untruthful to the FCA and the firm.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.