FCA fines / 2014 / David Gillespie
David Gillespie FCA fine
RegActions records a disclosed FCA monetary penalty of £10,500 dated 9 Oct 2014 for David Gillespie.
Case facts
| Firm or individual | David Gillespie |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 9 Oct 2014 |
| Penalty | £10,500 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | 8ed0d8ff-8e5b-4217-a3b3-6e5129473b9e |
Case summary
For serious failings in relation to the protection of client money.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.