FCA fines / 2014 / David Lloyd Wren
David Lloyd Wren FCA fine
RegActions records a disclosed FCA monetary penalty of £70,000 dated 31 Mar 2014 for David Lloyd Wren.
Case facts
| Firm or individual | David Lloyd Wren |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 31 Mar 2014 |
| Penalty | £70,000 |
| RegActions breach classification | Not classified |
| Public case ID | ca7c3002-628d-4018-b543-25a5fa3c0e20 |
Case summary
For posing serious risk to consumers and to the confidence in the financial system.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.