FCA fines / 2014 / Ewan King

Ewan King FCA fine

RegActions records a disclosed FCA monetary penalty of £19,900 dated 30 Jan 2014 for Ewan King.

Case facts

Firm or individualEwan King
RegulatorFinancial Conduct Authority (FCA)
Date30 Jan 2014
Penalty£19,900
RegActions breach classificationNot classified
Public case IDc3853a97-a992-41d1-b398-63216426b4d8

Case summary

For fabricating two Statements of Professional Standing to give an impression he was appropriately qualified.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.