FCA fines / 2014 / Invesco Asset Management Limited Invesco Fund Managers Limited

Invesco Asset Management Limited Invesco Fund Managers Limited FCA fine

RegActions records a disclosed FCA monetary penalty of £18,643,000 dated 28 Apr 2014 for Invesco Asset Management Limited Invesco Fund Managers Limited.

Case facts

Firm or individualInvesco Asset Management Limited Invesco Fund Managers Limited
RegulatorFinancial Conduct Authority (FCA)
Date28 Apr 2014
Penalty£18,643,000
RegActions breach classificationINVESTMENT
Public case ID5149206a-9d47-41fb-a51d-26c9bbba31b7

Case summary

For not complying with investment limits which are designed to protect consumers by limiting their exposure to risk.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.