RegActions records a disclosed FCA monetary penalty of £306,700 dated 5 Nov 2014 for Nicholas Bowyer.
Case facts
| Firm or individual | Nicholas Bowyer |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Nov 2014 |
| Penalty | £306,700 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 2faeeec3-4f6e-45fb-81f3-b334c7520cc4 |
Case summary
For failing to comply with Statement of Principle 6 of the Authority's Statement of Principle for Approved Persons.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.