FCA fines / 2014 / Peter Thomas Carron
Peter Thomas Carron FCA fine
RegActions records a disclosed FCA monetary penalty of £300,000 dated 16 Sep 2014 for Peter Thomas Carron.
Case facts
| Firm or individual | Peter Thomas Carron |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 16 Sep 2014 |
| Penalty | £300,000 |
| RegActions breach classification | Not classified |
| Public case ID | a908e57e-e1a8-4b8c-9380-f82b459f0be7 |
Case summary
For failing to act with honesty and integrity and exposing clients to excessive risk of financial loss.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.