FCA fines / 2014 / State Street Bank Europe Ltd; and State Street Global Markets International Ltd
State Street Bank Europe Ltd; and State Street Global Markets International Ltd FCA fine
RegActions records a disclosed FCA monetary penalty of £22,885,000 dated 30 Jan 2014 for State Street Bank Europe Ltd; and State Street Global Markets International Ltd.
Case facts
| Firm or individual | State Street Bank Europe Ltd; and State Street Global Markets International Ltd |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 Jan 2014 |
| Penalty | £22,885,000 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | e623787d-fdad-457c-becf-a223cce85fa7 |
Case summary
For developing and executing a deliberate and targeted strategy to charge substantial mark-ups on certain transitions that were deliberately not agreed with clients or disclosed.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.