FCA fines / 2015 / Alberto Micalizzi

Alberto Micalizzi FCA fine

RegActions records a disclosed FCA monetary penalty of £2,700,000 dated 18 Mar 2015 for Alberto Micalizzi.

Case facts

Firm or individualAlberto Micalizzi
RegulatorFinancial Conduct Authority (FCA)
Date18 Mar 2015
Penalty£2,700,000
RegActions breach classificationGOVERNANCE
Public case ID6df973a7-6463-4fca-9635-b3ad35e295ee

Case summary

For breaching Statement of Principle 1 of the Authority's Statement of Principles for Approved Persons.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.