FCA fines / 2015 / Aviva Investors Global Services Limited
Aviva Investors Global Services Limited FCA fine
RegActions records a disclosed FCA monetary penalty of £17,607,000 dated 24 Feb 2015 for Aviva Investors Global Services Limited.
Case facts
| Firm or individual | Aviva Investors Global Services Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 24 Feb 2015 |
| Penalty | £17,607,000 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | 6cd80dc9-61d3-40ce-a50f-c08ad6021612 |
Case summary
For breaching Principle 3 and 8 of the Authority's Principles for Businesses and related Rules.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.