FCA fines / 2015 / Craig McNeil

Craig McNeil FCA fine

RegActions records a disclosed FCA monetary penalty of £350,000 dated 22 Sep 2015 for Craig McNeil.

Case facts

Firm or individualCraig McNeil
RegulatorFinancial Conduct Authority (FCA)
Date22 Sep 2015
Penalty£350,000
RegActions breach classificationGOVERNANCE
Public case IDf4af8aa6-d66a-4bf2-89be-1902f0a54fbf

Case summary

For breaching Statements of Principle 4 and 6 of the FCA's Statements of Principle and Code of Practice for Approved Persons.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.