FCA fines / 2015 / Jeremy Kraft

Jeremy Kraft FCA fine

RegActions records a disclosed FCA monetary penalty of £105,000 dated 22 Jan 2015 for Jeremy Kraft.

Case facts

Firm or individualJeremy Kraft
RegulatorFinancial Conduct Authority (FCA)
Date22 Jan 2015
Penalty£105,000
RegActions breach classificationPRINCIPLES
Public case ID169f70d1-0e0a-426e-9a11-f459fd4a2552

Case summary

For breaching Statement of Principle 6 and 7.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.