FCA fines / 2015 / Kenneth George Carver

Kenneth George Carver FCA fine

RegActions records a disclosed FCA monetary penalty of £35,212 dated 30 Mar 2015 for Kenneth George Carver.

Case facts

Firm or individualKenneth George Carver
RegulatorFinancial Conduct Authority (FCA)
Date30 Mar 2015
Penalty£35,212
RegActions breach classificationMARKET_ABUSE
Public case IDac266412-50ab-414e-a3f2-c8237d527ce0

Case summary

For behaviour amounting to market abuse in breach of section 118(2) of the act.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.