FCA fines / 2015 / Lloyd Arnold Pope
Lloyd Arnold Pope FCA fine
RegActions records a disclosed FCA monetary penalty of £93,800 dated 20 Mar 2015 for Lloyd Arnold Pope.
Case facts
| Firm or individual | Lloyd Arnold Pope |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 20 Mar 2015 |
| Penalty | £93,800 |
| RegActions breach classification | Not classified |
| Public case ID | ae336c14-b038-41f9-a266-0fc62268a736 |
Case summary
For breaching Statement of Principle 7.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.