FCA fines / 2015 / Merrill Lynch International
Merrill Lynch International FCA fine
RegActions records a disclosed FCA monetary penalty of £13,285,900 dated 22 Apr 2015 for Merrill Lynch International.
Case facts
| Firm or individual | Merrill Lynch International |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 22 Apr 2015 |
| Penalty | £13,285,900 |
| RegActions breach classification | REPORTING |
| Public case ID | 40386e73-1d41-48de-aa95-0de33a71a8a2 |
Case summary
For breaching SUP 17.1.4R and SUP 17.4.1 EU by failing to report or to accurately report transactions.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.