RegActions records a disclosed FCA monetary penalty of £9,900 dated 5 Mar 2015 for Michael John Allin.
Case facts
| Firm or individual | Michael John Allin |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Mar 2015 |
| Penalty | £9,900 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 6ad342d1-a901-4002-b6bf-94b338505a17 |
Case summary
For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.