RegActions records a disclosed FCA monetary penalty of £42,111 dated 10 Sep 2015 for Ralph Paul Whittington.
Case facts
| Firm or individual | Ralph Paul Whittington |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 10 Sep 2015 |
| Penalty | £42,111 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | 9768dbce-8a71-41b3-9553-f1ade9a27474 |
Case summary
For breaching Statement of Principle 1.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.