RegActions records a disclosed FCA monetary penalty of £200,000 dated 31 Mar 2015 for Robert Addison.
Case facts
| Firm or individual | Robert Addison |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 31 Mar 2015 |
| Penalty | £200,000 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | e920dc5c-7958-40bc-81e6-9093a4b6dae9 |
Case summary
For breaching Statements of Principle for Approved Persons 1 and 7.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.