FCA fines / 2015 / Robert Ian Shaw
Robert Ian Shaw FCA fine
RegActions records a disclosed FCA monetary penalty of £165,900 dated 13 Aug 2015 for Robert Ian Shaw.
Case facts
| Firm or individual | Robert Ian Shaw |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 13 Aug 2015 |
| Penalty | £165,900 |
| RegActions breach classification | Not classified |
| Public case ID | 6746656f-9d19-45c3-af8d-d584f618676e |
Case summary
For breaching Statement of Principle 7.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.