RegActions records a disclosed FCA monetary penalty of £650,000 dated 31 Mar 2015 for Robin Farrell.
Case facts
| Firm or individual | Robin Farrell |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 31 Mar 2015 |
| Penalty | £650,000 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | ad647b4d-0e4d-450e-846d-9c05a7461086 |
Case summary
For breaching Statements of Principle for Approved Persons 1 and 7.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.