FCA fines / 2015 / Sam Thomas Kenny
Sam Thomas Kenny FCA fine
RegActions records a disclosed FCA monetary penalty of £450,000 dated 13 Mar 2015 for Sam Thomas Kenny.
Case facts
| Firm or individual | Sam Thomas Kenny |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 13 Mar 2015 |
| Penalty | £450,000 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 066d6cb1-40af-4e4c-aaf4-e9c1ca0481d3 |
Case summary
For breaching Statement of Principle 1 and Principle 7 of the Authority's Statements of Principle and Code of Practice for Approved Persons.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.