RegActions records a disclosed FCA monetary penalty of £33,800 dated 13 Mar 2015 for Stephen Edward Bell.
Case facts
| Firm or individual | Stephen Edward Bell |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 13 Mar 2015 |
| Penalty | £33,800 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | d950bd58-1f22-4511-a7d7-258c8ad5b299 |
Case summary
For systemic weaknesses in the design and execution of network Financial Group€™s compliance systems and controls.
Official evidence
This page meets the public case-page evidence threshold.
Continue your research
- Search the complete FCA fines database
- View FCA actions from 2015
- Compare enforcement actions in 2015
- Read the enforcement data methodology
Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.