FCA fines / 2015 / Stephen Edward Bell
Stephen Edward Bell FCA fine
RegActions records a disclosed FCA monetary penalty of £33,800 dated 13 Mar 2015 for Stephen Edward Bell.
Case facts
| Firm or individual | Stephen Edward Bell |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 13 Mar 2015 |
| Penalty | £33,800 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | d950bd58-1f22-4511-a7d7-258c8ad5b299 |
Case summary
For systemic weaknesses in the design and execution of network Financial Group€™s compliance systems and controls.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.