FCA fines / 2015 / The Bank of New York Mellon London Branch & The Bank of New York Mellon International Limited
The Bank of New York Mellon London Branch & The Bank of New York Mellon International Limited FCA fine
RegActions records a disclosed FCA monetary penalty of £126,000,000 dated 15 Apr 2015 for The Bank of New York Mellon London Branch & The Bank of New York Mellon International Limited.
Case facts
| Firm or individual | The Bank of New York Mellon London Branch & The Bank of New York Mellon International Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 15 Apr 2015 |
| Penalty | £126,000,000 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | 13a63a29-2a13-4ff0-ab5f-7333195910e9 |
Case summary
For breaching Principle 10 and for breaching a number of rules in Chapter 6 of the Client Assets Sourcebook
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.