RegActions records a disclosed FCA monetary penalty of £8,246,800 dated 5 Oct 2016 for Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited.
Case facts
| Firm or individual | Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Oct 2016 |
| Penalty | £8,246,800 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | 5f23af6b-ccff-40cb-835b-466fdb80e7f2 |
Case summary
For breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.