RegActions records a disclosed FCA monetary penalty of £51,600 dated 1 Feb 2016 for Colin J McIntosh.
Case facts
| Firm or individual | Colin J McIntosh |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 1 Feb 2016 |
| Penalty | £51,600 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | ff13a371-4fb3-4181-8e8b-9e819cc3bcee |
Case summary
For breaching Statement of Principle 1,4 and 7. Also breaching FIT and certain applicable rules set out by CASS
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.