FCA fines / 2016 / Elizabeth Anne Parry
Elizabeth Anne Parry FCA fine
RegActions records a disclosed FCA monetary penalty of £109,400 dated 1 Sep 2016 for Elizabeth Anne Parry.
Case facts
| Firm or individual | Elizabeth Anne Parry |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 1 Sep 2016 |
| Penalty | £109,400 |
| RegActions breach classification | INVESTMENT |
| Public case ID | d31c0281-9a5a-4d68-b9ec-c68187620b8f |
Case summary
For breaches of APER 1 and FIT in the investment adviser sector.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.