FCA fines / 2016 / Gavin Duncan Paul Breeze

Gavin Duncan Paul Breeze FCA fine

RegActions records a disclosed FCA monetary penalty of £59,557 dated 15 Jul 2016 for Gavin Duncan Paul Breeze.

Case facts

Firm or individualGavin Duncan Paul Breeze
RegulatorFinancial Conduct Authority (FCA)
Date15 Jul 2016
Penalty£59,557
RegActions breach classificationMARKET_ABUSE
Public case ID7469d167-8c76-498b-a8c2-46856971390b

Case summary

For breaches of section 118(2) and (3) Financial Services and Markets Act 2000 related to market abuse in the issuer sector.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.