RegActions records a disclosed FCA monetary penalty of £36,285 dated 13 May 2016 for Mark Samuel Taylor.
Case facts
| Firm or individual | Mark Samuel Taylor |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 13 May 2016 |
| Penalty | £36,285 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | e8116a58-ce4b-4b1c-b822-750c26300550 |
Case summary
For breaches of FIT as well as section 118(2) Financial Services and Markets Act 2000, related to market abuse and a lack of fitness/propriety in the wealth management and private banking sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.