RegActions records a disclosed FCA monetary penalty of £89,004 dated 28 Nov 2016 for Tariq Carrimjee.
Case facts
| Firm or individual | Tariq Carrimjee |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 28 Nov 2016 |
| Penalty | £89,004 |
| RegActions breach classification | INVESTMENT |
| Public case ID | c605f0cb-b72b-4089-84a3-ee07d4054749 |
Case summary
For breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.