RegActions records a disclosed FCA monetary penalty of £10,000 dated 9 May 2016 for Terence Andrew Joint.
Case facts
| Firm or individual | Terence Andrew Joint |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 9 May 2016 |
| Penalty | £10,000 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | 318e2429-dc3e-4692-9e4c-6a44dd856510 |
Case summary
For breaches of APER 6, APER 7, FIT and CASS related to a lack of fitness/propriety and client money/assets misconduct in the general insurance and protection sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.