RegActions records a disclosed FCA monetary penalty of £450,000 dated 8 Apr 2016 for Timothy Alan Roberts.
Case facts
| Firm or individual | Timothy Alan Roberts |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 8 Apr 2016 |
| Penalty | £450,000 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | e4192938-1baa-4443-acb6-37bab60e870b |
Case summary
For failure to comply with Statement of Principles 1 and 6 of the Authority’s Statements of Principle for Approved Persons
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.