FCA fines / 2016 / Timothy Duncan Philip

Timothy Duncan Philip FCA fine

RegActions records a disclosed FCA monetary penalty of £60,000 dated 13 Jul 2016 for Timothy Duncan Philip.

Case facts

Firm or individualTimothy Duncan Philip
RegulatorFinancial Conduct Authority (FCA)
Date13 Jul 2016
Penalty£60,000
RegActions breach classificationCLIENT_MONEY
Public case IDb09698f6-6708-49e7-be13-babae408c25c

Case summary

For breaches of APER 6 and FIT related to a lack of fitness and propriety and client money/assets in the general insurance and protection sector.

Official evidence

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This page meets the public case-page evidence threshold.

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.