RegActions records a disclosed FCA monetary penalty of £1,200,000 dated 23 Feb 2016 for W H Ireland Limited.
Case facts
| Firm or individual | W H Ireland Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 23 Feb 2016 |
| Penalty | £1,200,000 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | 48ea92d4-9e3d-4bac-89d0-ac1a1130ecd2 |
Case summary
For breaching PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.